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芯碁微装: 董事和高级管理人员所持公司股份及其变动管理办法(2025年8月)

General Provisions - The management measures for the shares held by the company's directors and senior management are established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - This management method applies to the shares held by directors, senior management, and other specified individuals or organizations [1] Trading Restrictions - Directors and senior management must consult the company secretary before buying or selling shares to ensure compliance with regulations [2][3] - There are specific circumstances under which shares held by directors and senior management cannot be transferred, including within six months after leaving the company or during investigations by regulatory authorities [2][3] Transfer Limitations - During their term and within six months after leaving, directors and senior management can only transfer up to 25% of their total shares held each year, with certain exceptions [3][4] - Newly acquired shares can only be transferred at a rate of 25% in the year they are acquired, with the remaining shares counted towards the next year's transferable shares [4] Reporting and Disclosure - Directors and senior management must report any changes in their shareholding within two trading days and disclose relevant details through the company [8][9] - A reduction plan must be reported to the company and the stock exchange 15 trading days before the first sale, including details such as the number of shares and the reason for the reduction [7][8] Violations and Responsibilities - Violations of these management measures can lead to disciplinary actions, including warnings or dismissal, and may also result in civil liability or criminal prosecution if laws are breached [9][10] - The company is responsible for maintaining complete records of any violations and must report to regulatory authorities as required [10]