财信发展: 董事和高级管理人员持股管理制度

Core Points - The document outlines the management procedures for the shares held by the board members and senior management of the company, emphasizing compliance with relevant laws and regulations [1][2][4] - It specifies the restrictions on trading company shares by directors and senior management, particularly during sensitive periods and under certain conditions [5][6][8] Shareholding Management - The company’s board members and senior management must comply with regulations from the China Securities Regulatory Commission and the Shenzhen Stock Exchange regarding their shareholdings [4][5] - Additional restrictions may apply to the transfer of shares held by directors and senior management, especially in cases of public or private share issuance and equity incentive plans [6][7] Share Trading Management - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the annual or semi-annual report announcements [5][6] - They must notify the board secretary in writing before executing any trading plans, who will then verify compliance with disclosure and significant event regulations [5][9] Information Reporting - Directors and senior management are required to report their personal and family members' shareholding information to the Shenzhen Stock Exchange within specified timeframes [9][10] - Any changes in shareholdings must be disclosed within two trading days, including details such as the number of shares held before and after the transaction [10][11] Accountability - The company reserves the right to demand resignation from directors or senior management who violate share trading regulations and cause harm to the company [22] - Serious violations of laws or regulations regarding share trading will be reported to regulatory authorities for penalties [23]