中潜股份披露事先告知书 责任人涉三宗违法事实
Bei Jing Shang Bao·2025-08-13 23:12

Core Viewpoint - Zhongqian Co., Ltd. (300526) has received an "Advance Notice of Administrative Penalty" from the Guangdong Securities Regulatory Bureau, indicating involvement in three violations, leading to a proposed fine of 3.5 million yuan and a warning [1] Summary by Sections Violations and Penalties - The Guangdong Securities Regulatory Bureau plans to order Zhongqian Co., Ltd. to make corrections, issue a warning, and impose a fine of 3.5 million yuan [2] - Specific penalties include warnings and fines for responsible individuals: Zhang Shun and Yang Zhihui will each receive a warning and a fine of 2 million yuan; Guo Jianbing and Ming Xiaoyan will receive a warning and a fine of 1.5 million yuan each; Zhuo Zepeng and Zhang Jihong will receive a warning and a fine of 700,000 yuan each; and other individuals will receive a warning and a fine of 500,000 yuan each [2]