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不公平对待同一私募基金不同投资者!鼎泰四方(深圳)私募基金收警示函
Sou Hu Cai Jing·2025-08-14 08:33

Core Viewpoint - The Shenzhen Securities Regulatory Bureau has issued a warning letter to Ding Tai Si Fang (Shenzhen) Private Securities Fund Management Co., Ltd., along with individuals Yao Yimin and Chen Yongbao, due to violations in private fund management practices [1][3]. Group 1: Regulatory Actions - The Shenzhen Securities Regulatory Bureau has taken administrative regulatory measures by issuing a warning letter to Ding Tai Si Fang (Shenzhen) Private Securities Fund Management Co., Ltd., Yao Yimin, and Chen Yongbao [1][3]. - The actions were based on findings that the company failed to independently fulfill certain investment management responsibilities and treated different investors unfairly within the same private fund [3]. Group 2: Violations Identified - The company and the individuals involved were found to have violated the "Interim Measures for the Supervision and Administration of Private Investment Funds" (CSRC Order No. 105) and related regulations [3]. - Specific violations included not adhering to the duty of diligence and prudence in managing and utilizing private fund assets [3].