Core Viewpoint - TCL Technology Group Co., Ltd. has received approval from the China Securities Regulatory Commission to issue shares and raise matching funds through a private placement to specific investors, with a total fundraising amount not exceeding 4.36 billion yuan [1][11]. Summary by Sections Basic Information of the Issuance - The issuance involves the placement of A-shares with a par value of 1 yuan, totaling 1,035,489,574 shares, which is within the approved limit of 1,210,947,530 shares [1][5]. - The issuance price is set at 4.21 yuan per share, which is 116.94% of the minimum price based on the average trading price over the previous 20 trading days [1][5]. - The total amount raised from this issuance is 4,359,411,106.54 yuan, which complies with the approved fundraising limit [1][5]. Issuance Process and Compliance - The issuance process has been thoroughly reviewed and complies with relevant laws and regulations, including the Company Law and Securities Law [1][11]. - A total of 16 specific investors were selected for the issuance, all of whom subscribed with cash and signed subscription contracts [1][5]. - The issuance has undergone all necessary decision-making and approval procedures as of the report signing date [2][11]. Investor Subscription and Pricing - A total of 43 subscription bids were received during the designated period, with all bids confirmed as valid [4][5]. - The final allocation of shares was determined based on a priority system of price, subscription amount, and time of bid submission [5][11]. - The subscription funds were verified and received by the designated account, totaling 4,359,411,106.54 yuan [5][11]. Compliance of Issuance Objects - The selected investors were verified to ensure they do not include any related parties of the issuer or underwriters, maintaining compliance with regulatory requirements [6][12]. - The risk levels of the investors were assessed, confirming that all selected investors matched the risk profile of the issuance [6][11]. - All private funds involved in the subscription have completed the necessary registration and compliance procedures as per relevant laws [7][9].
TCL科技: 独立财务顾问(主承销商)及联席主承销商关于TCL科技集团股份有限公司发行股份及支付现金购买资产并募集配套资金之向特定对象发行股票募集配套资金发行过程和认购对象合规性的报告