中金所7月处理违反交易限额行为17起

Core Viewpoint - The China Financial Futures Exchange (CFFEX) has implemented self-regulatory measures to prevent market risks and maintain market order, addressing violations of trading rules [1] Summary by Categories Regulatory Actions - CFFEX announced self-regulatory measures on August 15 to safeguard traders' legal rights and maintain market order [1] - In July 2025, CFFEX addressed 5 cases of exceeding self-trading limits, 5 cases of frequent order cancellations, and 2 cases of large order cancellations, involving 18 clients [1] - For 4 clients, CFFEX imposed restrictions on opening new positions, while 14 clients' members received phone notifications [1] Violations and Penalties - CFFEX processed 17 cases of violating trading limits, imposing restrictions on opening new positions for 99 clients [1] - Additionally, 4 cases were identified where clients maintained positions exceeding their asset allocation requirements, leading to measures such as requiring adjustments and reporting [1]