卡倍亿信披违规收监管措施 A股募10.7亿去年收2警示函

Core Viewpoint - The company, 卡倍亿, received an administrative regulatory measure decision from the Ningbo Securities Regulatory Bureau due to non-compliance with regulations regarding shareholder equity changes [1][2]. Group 1: Regulatory Actions - 卡倍亿 was ordered to correct its actions and engage in regulatory discussions following a violation of the "Management Measures for the Acquisition of Listed Companies" [2]. - The company must submit a written rectification report within ten working days of receiving the decision [2]. - The chairman and general manager, 林光耀, along with the board secretary and deputy general manager, 秦慈, are required to attend regulatory discussions [2]. Group 2: Shareholder Changes - On May 22, 2025, 卡倍亿's controlling shareholder, 宁波新协实业集团有限公司, increased its shareholding from 76,881,000 shares to 107,633,400 shares, raising its ownership percentage from 56.97% to 57.11% [1]. - The company failed to announce this change in shareholding as required when the percentage change reached an integer multiple of 1% [1]. Group 3: Previous Regulatory Issues - This is not the first time 卡倍亿 has faced regulatory scrutiny; the company received two warning letters within a month in the previous year regarding its executives [2]. - In April 2024, two executives received warning letters for engaging in short-term trading of company bonds, violating regulations [3]. - In May 2024, the deputy general manager, 秦慈, received a warning for purchasing company stock within 30 days prior to the annual report announcement, which also constituted a regulatory violation [3]. Group 4: Company Background - 卡倍亿 was listed on the Shenzhen Stock Exchange on August 24, 2020, with an initial public offering of 13.81 million shares at a price of 18.79 yuan per share [4]. - The total amount raised from the IPO was approximately 259.49 million yuan, with a net amount of about 215.88 million yuan after deducting issuance costs [4][5]. - The company has conducted multiple rounds of fundraising through convertible bonds, raising a total of approximately 1.067 billion yuan across three fundraising events [6][7].