国寿安保前基金经理因“老鼠仓”被罚60万元

Core Points - The China Securities Regulatory Commission's Tianjin Regulatory Bureau issued an administrative penalty of 600,000 yuan to Li Dan for insider trading activities related to undisclosed information about a fund [1][3][5] - Li Dan is believed to be a former fund manager at Guoshou Anbao Fund, where he managed several funds, including the Guoshou Anbao Core Industry Fund, which had a negative return of -7.77% during his tenure [1][2][3] Summary by Sections Administrative Penalty - Li Dan was penalized for two violations: knowing undisclosed information about the fund and using that information for trading activities [3][4] - The penalty amount is 600,000 yuan, and the evidence included company statements, trading records, and communication logs [4][5] Fund Management Performance - During his time at Guoshou Anbao Fund, Li Dan managed multiple funds, with the highest return being 39.86% for the Guoshou Anbao Stable Jia A fund [2] - Despite managing several funds, the total management scale peaked at only 2.092 billion yuan [2] Company Response - Guoshou Anbao Fund stated that the actions of the former employee were personal and emphasized their commitment to compliance culture moving forward [1][5]