Core Insights - A recent case of fund "mouse warehouse" has been exposed involving former fund manager Li Dan, who engaged in trading activities related to undisclosed information from March 22, 2022, to February 8, 2024, resulting in significant losses [2][4] Group 1: Regulatory Actions - The Tianjin Regulatory Bureau of the China Securities Regulatory Commission issued an administrative penalty against Li Dan, who controlled a securities account for trading activities that mirrored fund transactions, with 41 stocks involved, accounting for 74.55% of the trades and a total investment of 33.12 million yuan, which represented 72.77% of the total trading amount [2][4] - Li Dan was fined 600,000 yuan due to the absence of illegal gains, as the trading activities resulted in losses [4] Group 2: Fund Management Performance - Li Dan managed a total of seven funds during his tenure at Guoshou Anbao Fund, with varying performance outcomes [6][7] - The best-performing fund under his management was the Guoshou Anbao Stable Jia A, which achieved a return of 39.86% over more than seven years, with an annualized return of 4.89% [6] - The Guoshou Anbao Core Industry fund, which Li Dan managed for over eight years, reported a loss of 7.77%, with its management scale declining from over 1 billion yuan in 2019 to less than 500 million yuan by the end of 2023 [6] Group 3: Company Overview - Guoshou Anbao Fund, established in October 2013, is primarily owned by China Life Asset Management Company, holding 85.03% of the shares [7] - The fund's total management scale reached 338.168 billion yuan as of the second quarter of 2025, with a significant portion allocated to bond funds, totaling 181.025 billion yuan, while equity and mixed funds combined accounted for only 13.681 billion yuan [7] - The mixed fund scale has been shrinking, dropping from 24.5 billion yuan in Q3 2021 to just 5.9 billion yuan currently [8]
又见“老鼠仓”!国寿安保前基金经理“趋同交易”,被罚60万
Sou Hu Cai Jing·2025-08-19 10:48