基金经理“老鼠仓”亏损仍被罚60万,国寿安保基金:个人行为
Sou Hu Cai Jing·2025-08-19 12:25

Core Points - The Tianjin Securities Regulatory Bureau has imposed a fine of 600,000 yuan on fund manager Li Dan for engaging in "rat trading" activities, which has garnered significant attention in the industry [1] - Li Dan utilized undisclosed information to conduct synchronized trading through others' securities accounts, involving 41 stocks and a total synchronized buy amount of 33.12 million yuan, ultimately resulting in losses [1][3] - The case highlights the ongoing crackdown by regulatory authorities on illegal activities like "rat trading," emphasizing a zero-tolerance approach towards such violations [3] Company Insights - Li Dan was employed at Guoshou Anbao Fund Company at the time of the incident and had managed several fund products, including Guoshou Anbao Core Industry, which coincides with the timeline of the alleged misconduct [3] - Guoshou Anbao Fund has stated that the administrative penalty is a personal matter of Li Dan and does not relate to the company, which aims to strengthen compliance culture and protect investor interests [3] - The case serves as a reminder for market participants to adhere to laws and regulations, reinforcing the importance of ethical conduct in the financial industry [4]