深圳市汇顶科技股份有限公司关于2023年第一期股票期权激励计划第二个行权期符合行权条件的公告

Core Viewpoint - The announcement details the successful achievement of the exercise conditions for the second exercise period of the 2023 first stock option incentive plan by the company, allowing 944 eligible participants to exercise a total of 4,036,498 stock options at a price of 55.38 yuan per share [2][10][11]. Summary by Sections Stock Option Plan Overview - The company plans to issue 4,036,498 stock options for the second exercise period, which represents 0.87% of the total share capital [2]. - The stock options are sourced from a directed issuance of A-shares to the incentive participants [2]. Approval and Implementation - The stock option incentive plan was approved in a board meeting on July 20, 2023, and the list of incentive participants was publicly disclosed from July 22 to July 31, 2023, with no objections received [3][4]. - The plan was further ratified in a shareholder meeting on August 7, 2023, where the board was authorized to manage the plan [4][5]. Granting and Adjustments - On August 7, 2023, the company granted a total of 19,606,675 stock options to 1,143 eligible participants at an exercise price of 55.95 yuan per option [4]. - The exercise price was adjusted to 55.77 yuan per option following a cash dividend distribution [5][7]. Exercise Conditions and Periods - The second exercise period allows for the exercise of 24% of the granted stock options, totaling 4,036,498 options, from August 25, 2025, to August 24, 2026 [8][9]. - The first exercise period allowed for the exercise of 3,932,677 options, which was 22% of the total granted options [8]. Compliance and Verification - The remuneration and assessment committee confirmed that the conditions for the second exercise period have been met, and the performance results of the eligible participants are compliant and genuine [14][15]. - The supervisory board verified that the eligible participants meet all legal and regulatory requirements for participation in the incentive plan [15]. Financial Impact and Legal Compliance - The company has accounted for the stock option expenses in accordance with relevant accounting standards, and the exercise of these options is not expected to significantly impact the company's financial status [17]. - Legal opinions confirm that the exercise of stock options complies with all applicable laws and regulations [18].