纵横股份: 成都纵横自动化技术股份有限公司内幕信息知情人登记管理制度

Core Points - The article outlines the insider information management system of Chengdu Zongheng Automation Technology Co., Ltd, aiming to regulate insider information handling and prevent insider trading [2][3][4] Group 1: General Provisions - The system is established to ensure fair disclosure of insider information and to manage the insider information knowledge among internal and external parties [2] - The board of directors is designated as the management body for insider information, responsible for maintaining accurate and complete records of insider information [3] Group 2: Scope of Insider Information and Knowledge - Insider information is defined as non-public information that could significantly impact the company's operations, finances, or stock prices [4] - The scope of insider information knowledge includes company directors, senior management, major shareholders, and other relevant personnel who may access insider information due to their roles [4] Group 3: Registration and Record-Keeping - The company must maintain a detailed record of insider information knowledge, including the timeline and context of how the information was obtained [5][6] - In cases of significant corporate actions, such as mergers or acquisitions, a memorandum documenting the process must be created and maintained [5] Group 4: Confidentiality and Responsibilities - Insider information knowledge holders are required to maintain confidentiality and are prohibited from trading based on non-public information [10][11] - The company must provide training to ensure that insider information knowledge holders understand their rights, obligations, and legal responsibilities [3][12] Group 5: Compliance and Accountability - The company is responsible for monitoring compliance with insider information regulations and must take disciplinary action against those who violate confidentiality [12][13] - Any insider trading or leakage of insider information may lead to legal consequences, including potential criminal charges [12][13]