QA(SH:603758) Zheng Quan Zhi Xing·2025-08-22 16:28Core Points - The document outlines the securities investment and derivative trading management system of Chongqing Qin'an M&E PLC, aiming to regulate investment behaviors, mitigate risks, and protect the interests of investors and the company [3][4][5]. Summary by Sections General Principles - The system is established based on relevant laws and regulations, including the Securities Law of the People's Republic of China and the Shanghai Stock Exchange Listing Rules [3]. - Securities investment includes activities such as new stock subscriptions, stock repurchases, and bond investments, while derivatives refer to financial instruments like forwards, futures, swaps, and options [4]. Decision-Making Authority - The Board of Directors and the Shareholders' Meeting are the decision-making bodies for securities investment and derivative trading [5]. - Investments exceeding 10% of the latest audited net assets and over 10 million RMB require Board approval, while those exceeding 50% and 50 million RMB need Shareholder approval [6]. Management of Investments - The Chairman of the Board is authorized to sign relevant agreements and contracts within the scope of the Board's or Shareholders' authorization [7]. - The Finance Department is responsible for managing funds related to securities investments and derivative trading [8]. Information Disclosure - The company must disclose information regarding securities investments and derivative trading in accordance with regulations from the China Securities Regulatory Commission and the Shanghai Stock Exchange [10]. - Significant losses or changes in investment conditions must be reported promptly to the Board [10][11]. Other Provisions - The system applies to the company and its wholly-owned or controlled subsidiaries, prohibiting subsidiaries from engaging in securities investments without prior approval [13][14]. - The document emphasizes confidentiality obligations for insiders regarding undisclosed information [13].