General Principles - The document outlines the management system for the shareholding and changes of shares held by directors and senior management of China Merchants Nanjing Tanker Corporation Limited, in accordance with relevant laws and regulations [2][12]. - This system applies to the company's directors and senior management, who must comply with the laws and regulations regarding shareholding changes and fulfill information disclosure obligations [2][3]. Prohibited Trading Situations - Directors and senior management are prohibited from selling shares within six months of purchase or buying shares within six months of sale, with any profits from such actions to be returned to the company [5][6]. - Specific circumstances under which shares cannot be transferred include within one year of the company's stock listing and within six months after leaving the company [6][7]. Reporting and Disclosure Requirements - Directors and senior management must report their shareholding information at specific times, including when they assume office or when there are changes in their personal information [9][10]. - A written notice of any planned share trading must be submitted to the board secretary, who will verify the company's information disclosure status before any trading can occur [12][13]. Transfer Limits - The maximum number of shares that directors and senior management can transfer in a year is limited to 25% of their total holdings, with exceptions for certain circumstances [8][9]. - Newly acquired shares are subject to different transfer limits based on their conditions, and any untransferred shares at the end of the year will be included in the next year's calculation [8][9]. Violations and Penalties - Any violations of the trading regulations will result in penalties from regulatory authorities, and the company may impose internal disciplinary actions based on the severity of the violation [11][12]. - The board is responsible for disclosing any violations related to share trading by directors and senior management [11][12].
招商南油: 招商南油董事、高级管理人员所持公司股份及其变动管理制度(2025年修订)