福蓉科技: 董事和高级管理人员所持公司股份及其变动管理办法

Core Points - The document outlines the management measures for the shares held by directors and senior management of Sichuan Furong Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2] - It specifies the restrictions on share transfers and trading activities for directors and senior management, including prohibitions during sensitive periods and short-term trading [3][4][5] - The document mandates the disclosure of shareholding changes and trading plans, ensuring transparency and adherence to regulatory requirements [6][7][8] Group 1: General Provisions - The management measures are established to strengthen the oversight of shares held by directors and senior management, based on various legal frameworks [1] - The measures apply to all shares held by directors and senior management, including those held through others' accounts and in margin trading [1][2] Group 2: Share Transfer Restrictions - Directors and senior management are prohibited from transferring shares under specific circumstances, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - There are additional restrictions related to legal investigations or penalties that may affect the ability to transfer shares [2][3] Group 3: Trading Prohibitions - Directors and senior management are not allowed to engage in margin trading or derivative transactions involving the company's stock [3] - Specific periods are designated during which trading is prohibited, including 15 days before the announcement of annual or semi-annual reports [4][5] Group 4: Disclosure Requirements - Directors and senior management must submit their trading plans to the board secretary before buying or selling shares, ensuring compliance with disclosure obligations [7][8] - There are requirements for pre-disclosure of share reduction plans, including details on the number of shares, reasons for reduction, and compliance with restrictions [8][9] Group 5: Reporting Changes - Any changes in shareholding must be reported promptly, including the date, quantity, and price of the changes [10][12] - The board secretary is responsible for managing and reporting the shareholding data of directors and senior management [6][10]