福蓉科技: 内幕信息知情人登记管理制度

Core Viewpoint - The company has established a system to regulate the management of insider information and insider information informants, ensuring fair and transparent information disclosure to protect investors' rights [1][2]. Group 1: Insider Information Management - The system applies to the company, its departments, subsidiaries, and associated companies where the company can exert significant influence [1]. - The board of directors is responsible for managing the registration of insider information informants, with the board secretary organizing the implementation [2]. - The company’s securities department is designated as the daily operational unit for managing insider information and informants [2]. Group 2: Responsibilities and Confidentiality - Company directors, senior management, and responsible persons in various departments must ensure confidentiality of insider information and cooperate with the board secretary in registration and reporting [2][5]. - Insider information informants are prohibited from disclosing or trading based on insider information before it is publicly disclosed [2][12]. - The company must enhance training for insider information informants to clarify their rights, obligations, and legal responsibilities [2]. Group 3: Definition of Insider Information - Insider information includes significant changes in business policies, major investments, important contracts, and any information that could materially affect the company's stock price [3][4]. - Specific examples of insider information include major asset transactions, significant losses, changes in management, and undisclosed financial reports [3][4]. Group 4: Registration and Reporting Procedures - The company must maintain accurate and complete records of insider information informants, including the time, place, and manner in which they became aware of the information [10][12]. - Upon the occurrence of insider information, informants must notify the board secretary immediately, who will then manage the registration process [10][15]. - The company is required to report the insider information informant records to regulatory bodies within five trading days after the information is publicly disclosed [9][21]. Group 5: Confidentiality Obligations and Penalties - Insider information informants must not leak or misuse insider information, and violations can lead to disciplinary actions, including termination and legal consequences [22][27]. - The company must conduct self-inspections and report any insider trading or information leaks to regulatory authorities [19][27]. - The company retains the right to pursue legal action against external parties who disclose insider information and cause losses [27][28].