申通地铁: 申通地铁募集资金管理制度

Core Points - The company has established a fundraising management system to enhance and standardize the management and utilization of raised funds, ensuring investor protection and compliance with relevant laws and regulations [1][2][3] Group 1: Fundraising Management Principles - The funds raised are defined as those obtained through the issuance of stocks or other equity-like securities for specific purposes, excluding funds raised for equity incentive plans [1] - The company must use the raised funds exclusively for their intended purposes, aligning with national industrial policies and sustainable development principles [1][2] - The board of directors is responsible for establishing internal control systems for the storage, use, and management of raised funds, which must be reported to the stock exchange [1][2][3] Group 2: Fund Usage Regulations - Major shareholders, actual controllers, and related parties are prohibited from misappropriating or occupying the company's raised funds [2][3] - The company must open a special account for the raised funds, and a tripartite supervision agreement must be signed with the sponsor and the bank within one month of the funds being received [3][4] - The company must ensure that the use of raised funds follows strict application and approval procedures, and any significant changes must be reported to the stock exchange [12][13] Group 3: Reporting and Supervision - The company is required to disclose the actual use of raised funds accurately and completely, with the board conducting a comprehensive review every six months [15][16] - The internal audit department must check the storage and usage of raised funds at least biannually and report findings to the board [17] - The company must comply with supervision from the China Securities Regulatory Commission and the Shanghai Stock Exchange regarding the management and use of raised funds [17]