lu'an EED(SH:601699) Zheng Quan Zhi Xing·2025-08-27 11:24General Principles - The rules are established to enhance the management of shares held by the board of directors and senior management of Shanxi Lu'an Environmental Energy Development Co., Ltd. and to protect the legitimate rights and interests of investors [1] - The shares held by the board and senior management include those registered in their names and those held through others' accounts [1] Trading Prohibitions and Restrictions - Shares held by the board and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - The maximum amount of shares that can be transferred during their term and six months after is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Reporting and Disclosure - Board members and senior management must report any changes in their shareholdings within two trading days and disclose details such as the number of shares before and after the change [6] - A written notice of trading plans must be submitted to the board secretary before any share transactions [14] Violations and Responsibilities - If board members or senior management violate the rules, the company can impose administrative penalties, seek civil compensation, or report to judicial authorities for criminal liability [20][21] - The company is responsible for reporting violations to the Shanghai Stock Exchange and regulatory agencies [21] Miscellaneous - The rules will take effect upon approval by the company's board of directors [24]