Sun Create(SH:600990) Zheng Quan Zhi Xing·2025-08-27 13:17General Provisions - The rules are established to regulate the management of shares held by the board of directors and senior management of the company, in accordance with relevant laws and regulations [1][2] - The rules apply to the buying, selling, or holding of the company's shares and derivatives by directors and senior management [1][2] Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, including 15 days before the annual and semi-annual report announcements, 5 days before quarterly reports, and during significant events that may impact share prices [2][3] - Shares held by directors and senior management cannot be transferred under certain conditions, such as within six months after leaving the company or during investigations related to securities violations [3][4] Transfer Limitations - Directors and senior management can only transfer up to 25% of their total shares each year, with additional restrictions applying after leaving the company [5][6] - Any shares acquired through company actions, such as public offerings or stock incentives, are subject to specific transfer rules [6][7] Trading Operations - The company is responsible for monitoring and reporting the shareholding and trading activities of directors and senior management, ensuring compliance with disclosure requirements [15][16] - Directors and senior management must report any changes in their shareholdings within two trading days, including details of the changes [23][24] Violations and Penalties - Any violations of these trading rules may result in internal penalties from the company, as well as potential regulatory actions from authorities like the China Securities Regulatory Commission [25][26] Miscellaneous - The rules will be executed in accordance with national laws and regulations, and the board of directors is responsible for their interpretation [26][27]