神驰机电: 证券投资管理制度

General Principles - The company establishes a system to regulate its securities investment behavior, aiming to prevent risks, enhance capital operation efficiency, and protect investor rights and company interests [1] - Securities investment includes new stock subscriptions, stock and depositary receipt investments, bond investments, fund investments, and other recognized securities investment activities [1] Investment Principles - The company must comply with national laws and regulations, focus on risk prevention, and ensure that investment scale does not affect normal operations and main business development [1] - The source of funds for securities investment must be the company's own funds, and the use of raised funds for such investments is prohibited [1] Approval Procedures - Securities investments by the company and its subsidiaries must follow strict approval procedures, with specific decision-making authority based on the investment amount relative to the company's audited net assets [2] - The board of directors and shareholders can authorize the chairman to decide on specific securities investment actions within the approved limits [2] Investment Management - The board of directors authorizes the chairman to designate personnel responsible for the operation and management of securities investments, including pre-investment analysis, ongoing management, and post-investment tracking [4] - The finance department must establish accounting methods and maintain complete accounting records for securities investments [4] Risk Control and Supervision - At least two personnel must jointly operate securities investments, ensuring separation of investment operations and fund management for mutual oversight [5] - The audit department is responsible for auditing and supervising the use of funds and the execution of securities investments, reporting findings to the audit committee of the board [5] Information Disclosure - The company must adhere to regulations regarding information management and disclosure related to securities investments, with the securities department responsible for external announcements [6] - All personnel involved in securities investments are obligated to report investment situations to the board secretary and maintain confidentiality before public disclosure [6]