香港证监会：Deutsche Bank Aktiengesellschaft因违反监管规定遭谴责及罚款2380万港元

Core Viewpoint - The Hong Kong Securities and Futures Commission has reprimanded Deutsche Bank Aktiengesellschaft and imposed a fine of HKD 23.8 million due to multiple regulatory violations, including overcharging management fees, misallocating product risk ratings, and failing to disclose investment banking relationships in several research reports [1] Regulatory Violations - Deutsche Bank was found to have violated several regulatory requirements, which led to the imposition of the fine [1] - Specific violations included overcharging clients on management fees and incorrectly assigning risk ratings to products [1] - The bank also failed to disclose its investment banking relationships in various research reports, which is a significant compliance issue [1]