中国船舶: 中国船舶内幕信息知情人登记管理制度

Core Viewpoint - The document outlines the insider information management system of China Shipbuilding Industry Corporation, emphasizing the importance of confidentiality and compliance with relevant laws to prevent insider trading and ensure fair information disclosure. Group 1: Insider Information Management - The company establishes a system to manage insider information, ensuring confidentiality and compliance with laws such as the Company Law and Securities Law [1][2] - The board of directors is responsible for timely registration and reporting of insider information personnel, with the chairman being the primary responsible person [2] - The audit committee supervises the implementation of the insider information management system [2] Group 2: Definition of Insider Information - Insider information refers to non-public information that significantly impacts the company's operations, finances, or securities trading prices [4] - Examples of insider information include major changes in business strategy, significant asset transactions, and major losses or debts [4][5][6] Group 3: Scope of Insider Information Personnel - Insider information personnel include company directors, senior management, major shareholders, and others who can access insider information due to their roles [4][5] - The company must maintain accurate and complete records of insider information personnel, including their access to insider information [5][6] Group 4: Management of Insider Information Personnel - The company must establish and improve the registration management system for insider information personnel, ensuring timely documentation of all relevant parties [6][7] - All parties involved in significant transactions must fill out insider information personnel records and sign confidentiality agreements [6][7] Group 5: Trading Regulations for Insider Information Personnel - The company prohibits insider information personnel from trading securities based on insider information [9] - Directors and senior management are restricted from trading company stocks during specific periods surrounding financial reports and significant events [9] Group 6: Accountability and Compliance - The company will conduct self-inspections regarding insider trading and will pursue legal responsibility for violations [9][10] - Any insider trading or recommendations to trade based on insider information will be reported to regulatory authorities [9]