CCS(SH:600180) Zheng Quan Zhi Xing·2025-08-29 13:11Core Points - The document outlines the futures and derivatives trading management system of Ruimaotong Supply Chain Management Co., Ltd, aiming to establish a comprehensive decision-making system for trading and risk prevention [1] - The system applies to the company and its wholly-owned and controlling subsidiaries, ensuring compliance with national laws and internal regulations [2][3] - The company emphasizes legal, prudent, safe, and effective principles in its trading activities, focusing on hedging to manage specific risks [5][6] Group 1: Trading Definitions and Scope - Futures trading refers to transactions involving standardized futures contracts or options, while derivatives trading includes swaps, forwards, and non-standardized options [2] - The trading activities are limited to those related to the company's production and operations, ensuring that the types, scale, and duration of trades align with the risks being managed [3][4] Group 2: Trading Principles and Risk Management - The company must maintain sufficient funds to match the margin requirements for futures and derivatives trading, prohibiting the use of raised funds for such activities [5] - A risk management department is responsible for legal compliance and risk assessment related to trading activities [7] Group 3: Decision-Making and Approval Process - The board of directors and shareholders' meeting serve as the approval bodies for trading activities, requiring feasibility reports that include risk analysis and control measures [13][14] - The trading activities must adhere to approved plans, and any deviations require additional approvals [16][18] Group 4: Internal Operations and Responsibilities - An investment decision-making committee is established to oversee trading activities, including setting investment limits and emergency response plans [19][20] - Various departments, including finance and risk management, have specific responsibilities in managing and monitoring trading activities [21][22] Group 5: Risk Control and Emergency Measures - The company must implement a robust management mechanism to record and transmit trading information, preventing unauthorized operations [25][26] - Emergency response mechanisms are activated in cases of significant market changes or operational violations [27][28] Group 6: Compliance and Amendments - Violations of laws or internal regulations in trading activities will result in accountability measures [29] - The document is subject to amendments based on new national laws and regulations, with the board of directors responsible for interpretation [30][31]