LNCD(SH:600739) Zheng Quan Zhi Xing·2025-08-29 15:11General Principles - The management system for the shares held by directors and senior management of Liaoning Chengda Co., Ltd. is established to regulate the management of shareholdings and changes in accordance with relevant laws and regulations [2][3] - This system applies to the shares held by the company's directors and senior management, including shares registered in their names and those held through others' accounts [2][3] Share Trading Restrictions - Directors and senior management are prohibited from engaging in margin trading or derivative trading involving the company's shares [2][3] - They must comply with laws regarding insider trading and market manipulation, and are responsible for managing their stock accounts [3] Reporting Requirements - Directors and senior management must report their personal and family shareholding information to the Shanghai Stock Exchange within specified timeframes, including changes in their personal information [4][5] - Any changes in shareholdings, except for stock dividends and capital increases, must be reported within two trading days [4][5] Share Trading Procedures - Prior to trading, directors and senior management must notify the board secretary of their trading plans, who will verify the company's disclosure and significant events [5][6] - They are prohibited from trading shares during specific blackout periods, such as 15 days before annual or semi-annual reports [6][7] Transfer Restrictions - Shares held by directors and senior management cannot be transferred within one year of the company's stock listing or within six months after leaving their positions [7][8] - They are also restricted from reducing their holdings under certain conditions, such as ongoing investigations or administrative penalties [8] Disclosure Obligations - Any share reduction plans must be reported to the Shanghai Stock Exchange 15 trading days in advance, detailing the number of shares, reasons, and compliance with regulations [10][11] - If significant corporate events occur during the reduction period, updates must be disclosed [11] Responsibilities and Compliance - The board secretary is responsible for managing the data and information of directors and senior management regarding their shareholdings [12] - Directors and senior management must ensure the accuracy and timeliness of their reported data, facing potential penalties for violations [12][13] Miscellaneous Provisions - The system will be executed in accordance with national laws and regulations, and any conflicts with future regulations will be resolved based on the latest legal standards [13][14] - The board of directors is responsible for interpreting and amending this system, which takes effect upon approval [14]