柳药集团: 广西柳药集团股份有限公司董事、高级管理人员所持公司股份及其变动管理制度

Core Points - The document outlines the management system for the shares held by the board members and senior management of Guangxi Liuyuan Group Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][3] Section Summaries General Principles - The system is established to regulate the management of shares held by the company's directors and senior management, based on various laws and the company's articles of association [1] - It applies to all shares held by directors and senior management, including those held in others' accounts and through margin trading [1][2] Information Declaration - The company secretary is responsible for managing the data of directors and senior management regarding their shareholdings and must ensure timely online declarations [2][3] - Directors and senior management must report changes in their shareholdings within specified timeframes, including new appointments and changes in personal information [2][3] Shareholding Management and Disclosure - Any changes in shareholdings must be reported to the company secretary on the same day and disclosed on the stock exchange within two trading days [3][4] - Directors and senior management must be aware of and comply with laws regarding insider trading and market manipulation before trading shares [4][5] Trading Restrictions - Specific periods are defined during which directors and senior management are prohibited from trading shares, such as before the announcement of financial reports [5][6] - There are restrictions on transferring shares under certain conditions, including resignation and ongoing investigations [5][6] Transfer Limits - Directors and senior management can only transfer a maximum of 25% of their shares annually, with exceptions for certain circumstances [6][7] - Shares held by directors and senior management that do not exceed 1,000 shares can be transferred in full without restriction [6] Compliance and Accountability - Violations of trading regulations will result in the company recovering any profits made from illegal trades, and the board must disclose relevant information regarding such violations [7][8] - Directors and senior management are responsible for managing their stock accounts and ensuring that insider information is not misused [8][9] Final Provisions - The document will be interpreted and revised by the board of directors and will take effect upon approval [9]