国轩高科: 关于2021年股票期权激励计划第三个行权期行权条件成就的公告

Core Viewpoint - The announcement details the achievement of the exercise conditions for the third exercise period of the 2021 stock option incentive plan, allowing 849 eligible participants to exercise a total of 7.3332 million stock options at a price of 39.00 yuan per share, which represents 0.406% of the company's total share capital [1][19][24] Summary by Sections Approval Process and Disclosure - The board of directors and the remuneration and assessment committee approved the exercise conditions for the third exercise period of the stock option incentive plan, confirming compliance with relevant regulations [1][2] - The company conducted a self-examination regarding insider trading and found no violations among the incentive plan participants [2] Exercise Conditions Achievement - The third exercise period's waiting period has expired, allowing eligible participants to exercise 30% of their granted stock options [6][7] - The company met all necessary conditions for the exercise, including no negative audit opinions or violations of profit distribution regulations [7][8][9] Performance Assessment - The performance target for the third exercise period was set at a revenue growth rate of no less than 70% compared to the 2020 revenue [10][11] - The company achieved a revenue of approximately 6.724 billion yuan in 2020, which serves as the baseline for the performance assessment [10] Eligible Participants and Options - A total of 849 participants are eligible to exercise 7.3332 million stock options, which is 0.406% of the company's total share capital of approximately 1.805 billion shares [19][20] - The exercise price for the options is set at 39.00 yuan per share, following adjustments from previous meetings [19][22] Financial Impact - If all eligible options are exercised, the company's net assets will increase by approximately 285.9948 million yuan, with a corresponding increase in capital reserves [22] - The exercise of stock options is not expected to significantly impact earnings per share or return on equity [22] Legal and Compliance Opinions - The remuneration and assessment committee, as well as the supervisory board, confirmed that the exercise conditions have been met and that the qualifications of the participants are valid [23][24] - Legal opinions affirm that the exercise and cancellation of stock options comply with relevant laws and regulations [24]