登云股份: 募集资金管理办法

Core Viewpoint - The document outlines the regulations and procedures for the management, use, and storage of raised funds by Huai Ji Deng Yun Auto Parts Co., Ltd, ensuring transparency, accountability, and compliance with relevant laws and regulations [1][2][3]. Fund Management Principles - The company must manage raised funds in a dedicated account, ensuring that funds are used only for disclosed purposes and that any changes require shareholder approval [1][2][3]. - The board of directors is responsible for establishing effective management practices and ensuring compliance with these regulations [2][3]. Fund Storage - Raised funds must be stored in a special account at a commercial bank, and the number of accounts should not exceed the number of investment projects [2][3]. - A tripartite supervision agreement must be signed with the underwriter and the bank within one month of fund arrival, detailing fund management and withdrawal procedures [3][4]. Fund Usage - Funds should primarily be used for the company's main business activities, and any significant deviations from the planned usage must be reported to the Shenzhen Stock Exchange [5][6]. - The company must ensure the authenticity and fairness of fund usage, preventing misuse by related parties [5][6]. Project Changes - Any changes to the investment projects must be approved by the board and disclosed to the Shenzhen Stock Exchange within two trading days [9][10]. - The company can temporarily use idle funds for working capital, provided it does not affect the planned investment projects [12][13]. Monitoring and Reporting - The internal audit department must regularly check the status of raised funds and report findings to the audit committee [31][32]. - The board must conduct semi-annual reviews of fund usage and progress, with independent verification by an accounting firm [32][33]. Compliance and Accountability - Independent directors must monitor the actual use of funds and ensure that disclosures are accurate [34][35]. - The underwriter is required to conduct quarterly investigations into the management of raised funds and report any significant issues to the Shenzhen Stock Exchange [35].