【干货分享】场外场内期权开户是什么样的流程？

Core Viewpoint - The article outlines the processes and requirements for opening both on-exchange and off-exchange options accounts, emphasizing the importance of understanding the risks and rules associated with options trading. On-Exchange Options Account Opening Process - Investors must meet specific thresholds to initiate the account opening process [2] - The process includes submitting an application and signing relevant agreements and risk disclosure documents, ensuring all information is accurate to avoid application failure [3] - After submission, the brokerage will conduct a strict review of the application, verifying the authenticity of the investor's identity, completeness and accuracy of the documents, and assessing the investor's risk tolerance [5] - Upon successful review, investors will receive notification of account approval along with trading account details, with specific requirements for age, funds, options level exams, and capability conditions [6] On-Exchange Options Account Requirements - Investors must have assets of at least 500,000 over the last 20 trading days, a minimum of six months trading experience, and must pass relevant examinations held by the Shanghai Stock Exchange [7] - Required documents include valid identification and bank card information [7] Off-Exchange Options Account Opening Process - Off-exchange individual stock options are primarily risk management tools for institutions, with personal participation requiring compliance through authorized channels [8] - Institutions must meet specific asset thresholds, such as "532" (net assets of 50 million + financial assets of 20 million) or "525" (management scale of 500 million + product scale of 50 million) [9] - The process involves submitting extensive documentation, including bank statements and investment experience narratives, with a risk assessment required to be classified as "active/aggressive" [9] Trading Limitations - Accounts are limited to trading components of the CSI 300 index, with small-cap stocks being less favorable due to liquidity issues [10]