Core Points - The company has established a fundraising management system to regulate the management and use of raised funds, ensuring investor interests are maximized [1][2] - The system is applicable to funds raised through stock issuance or other equity-like securities, excluding funds raised for equity incentive plans [1] Fundraising Management System - The board of directors must thoroughly evaluate the feasibility of fundraising investment projects to ensure good market prospects and profitability, thereby mitigating investment risks [2] - The company is required to establish internal control systems for the storage, management, use, and supervision of raised funds, including clear approval authority and decision-making processes [2][3] - A special account for raised funds must be opened with a commercial bank, and funds should be stored in this account exclusively [3][4] - A tripartite supervision agreement must be signed with the sponsor and the commercial bank within one month of the funds being in place [3][4] Use of Raised Funds - Funds must be used according to the investment plan outlined in the issuance application documents, primarily for the main business [5] - The company is prohibited from using raised funds for financial investments, such as trading financial assets or lending [5][6] - The board must conduct a comprehensive review of the investment projects every six months, and any significant deviations from the investment plan must be disclosed [6][7] - If a project is delayed or not completed as planned, the company must provide reasons and a revised investment plan [6][7] Management of Surplus and Idle Funds - Surplus funds must be used for ongoing or new projects, or for share buybacks, and a plan for their use must be disclosed [8][9] - Idle funds can be temporarily used to supplement working capital, with strict limits on the duration and amount [8][9] - Cash management of idle funds must be conducted through designated accounts, ensuring that it does not affect the normal progress of investment projects [10][20] Reporting and Supervision - The company must disclose the actual use of raised funds accurately and promptly, especially if there are significant impacts on the investment plan [33][39] - The sponsor or independent financial advisor is responsible for ongoing supervision of the management and use of raised funds, with regular audits and reports required [20][22] - Any misuse or unauthorized changes in the use of raised funds must be reported and rectified promptly [23][39]
亨迪药业: 3-募集资金管理制度