HUALU-HENGSHENG(SH:600426) Zheng Quan Zhi Xing·2025-09-05 16:22Core Viewpoint - The document outlines the management measures for the shareholding changes of directors and senior management of Shandong Hualu Hengsheng Chemical Co., Ltd, aiming to regulate their shareholding activities and maintain market order [1]. Group 1: General Provisions - The management measures are established based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1]. - The company and its directors and senior management must comply with these management measures [1]. Group 2: Restrictions on Shareholding Changes - Directors and senior management are prohibited from transferring their shares under specific circumstances, such as within one year of the company's stock listing and within six months after leaving their positions [2]. - Additional restrictions apply if the company is under investigation for securities violations or if the directors and senior management are subject to administrative penalties [2]. Group 3: Transfer Limitations - Directors and senior management can only transfer up to 25% of their total shareholding during their term and within six months after their term ends, with exceptions for certain circumstances [2]. - New shares acquired through various means, such as stock issuance or equity incentive plans, have specific transfer limits in the year of acquisition [3]. Group 4: Reporting and Disclosure - Directors and senior management must report their shareholding changes to the stock exchange within two trading days of the change occurring [17]. - The company is responsible for ensuring the accuracy and timeliness of the reported data regarding shareholding changes [16]. Group 5: Compliance and Accountability - The company’s board secretary is tasked with managing the shareholding data and ensuring compliance with reporting requirements [8]. - Violations of these management measures may result in penalties from regulatory authorities and potential civil liabilities for losses incurred by investors [19].