华鲁恒升: 华鲁恒升募集资金管理办法（全文）

Core Points - The document outlines the management and usage of funds raised by Shandong Hualu Hengsheng Chemical Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] - The company must ensure that raised funds are used specifically for designated purposes, primarily related to its main business operations, and must not engage in financial investments [1][2][3] - The document establishes internal control systems for fund management, including approval processes and risk control measures [2][3][4] Fund Storage - The company is required to store raised funds in a centralized manner to facilitate supervision, using dedicated accounts [9][10] - A tripartite supervision agreement must be established with the underwriter or independent financial advisor and the commercial bank where the funds are stored [11][12] - The company must ensure that funds are not used for purposes outside the approved investment projects [13][14] Fund Usage - The company must strictly adhere to the usage plan outlined in the issuance documents and cannot change the purpose of the funds without proper approval [14][15] - In cases where the investment project cannot be completed on time, the company must report to the exchange and disclose reasons for delays [16][17] - Any changes in the investment project must be approved by the board and disclosed to stakeholders [18][19] Fund Management and Supervision - The company is required to provide accurate and complete disclosures regarding the actual usage of raised funds [33][34] - The underwriter must conduct ongoing supervision and report any irregularities to regulatory authorities [35][36] - The company’s accounting department must maintain detailed records of fund expenditures and project investments [37]