中泰证券不超60亿元定增获上交所通过 东吴证券建功

Core Viewpoint - Zhongtai Securities has received approval from the Shanghai Stock Exchange for its application to issue shares to specific investors, with a total fundraising amount not exceeding RMB 6 billion, aimed at enhancing the company's capital and funding various business initiatives [1][2]. Fundraising Details - The total amount to be raised from the issuance of A-shares is capped at RMB 6 billion, which will be allocated to several key areas: - Information technology and compliance risk control: up to RMB 1.5 billion - Alternative investment business: up to RMB 1 billion - Market-making business: up to RMB 1 billion - Purchase of government bonds, local government bonds, corporate bonds, etc.: up to RMB 500 million - Wealth management business: up to RMB 500 million - Debt repayment and supplementing other operating funds: up to RMB 1.5 billion [2]. Issuance Conditions - The issuance is targeted at no more than 35 specific investors, including the controlling shareholder, Zhaomining Group, and other qualified institutional investors as per the regulations of the China Securities Regulatory Commission [2][3]. Pricing Mechanism - The pricing benchmark for the issuance will be set on the first day of the issuance period, with the issue price not lower than 80% of the average trading price of the company's shares over the 20 trading days prior to the pricing date or the latest audited net asset value per share [3]. Shareholding Structure Post-Issuance - After the issuance, shares subscribed by Zhaomining Group will be restricted from transfer for 60 months, while other investors holding more than 5% of shares will face a 36-month transfer restriction, and those holding less than 5% will have a 6-month restriction [4][5]. Control and Governance - Zhaomining Group, holding 32.62% of the shares directly and 36.09% in total with its concerted party, will remain the controlling shareholder post-issuance, with no change in control expected [5].