中泰证券不超60亿元定增获上交所通过 东吴证券建功

Core Viewpoint - Zhongtai Securities has received approval from the Shanghai Stock Exchange for its application to issue shares to specific investors, pending final registration approval from the China Securities Regulatory Commission (CSRC) [1] Fundraising Details - The total amount to be raised from the issuance of A-shares is not to exceed RMB 6 billion, which will be used to increase the company's capital [1] - The allocation of the raised funds includes: - Information technology and compliance risk control: up to RMB 1.5 billion - Alternative investment business: up to RMB 1 billion - Market-making business: up to RMB 1 billion - Purchase of government bonds, local government bonds, corporate bonds, etc.: up to RMB 500 million - Wealth management business: up to RMB 500 million - Repayment of debts and supplementing other operating funds: up to RMB 1.5 billion [2] Issuance Structure - The issuance will target no more than 35 specific investors, including the controlling shareholder, Zao Mining Group [2] - Other eligible investors include securities investment fund management companies, securities companies, insurance institutional investors, trust companies, financial companies, qualified foreign institutional investors, and other qualified investors [2] Pricing and Subscription - The pricing benchmark for the issuance will be the first day of the issuance period, with the issue price not lower than 80% of the average trading price of the company's shares over the 20 trading days prior to the pricing benchmark date [3] - Zao Mining Group will not participate in the market pricing process but will subscribe at the market price determined through the bidding process [3] Shareholding and Lock-up Period - The number of shares issued will not exceed 30% of the total share capital before the issuance, amounting to no more than 2,090,587,726 shares [4] - Zao Mining Group is expected to subscribe for 36.09% of the issued shares, with a maximum subscription amount of RMB 2.166 billion [4] - Shares subscribed by Zao Mining Group will be locked for 60 months, while other specific investors holding more than 5% of shares will have a lock-up period of 36 months [4] Related Transactions - The issuance constitutes a related party transaction as Zao Mining Group is the controlling shareholder of Zhongtai Securities [5] - As of the signing date of the fundraising prospectus, Zao Mining Group holds 32.62% of the company's shares, and together with its concerted party, Xin Mining Group, they hold a total of 36.09% [5] Sponsorship - The sponsor for this issuance is Dongwu Securities Co., Ltd., with representatives Gao Yulin and Zhao Xin [6]