Bei Jing Shang Bao·2025-09-08 02:39Summary of Key Points Core Viewpoint - The National Financial Supervision Administration has imposed fines exceeding 100 million yuan on several financial institutions due to various regulatory violations, highlighting ongoing scrutiny in the banking sector [1][2]. Group 1: Fines and Violations - Huaxia Bank was fined 87.25 million yuan for imprudent management of loans, bills, and interbank business, along with non-compliance in regulatory data reporting [1]. - Zhejiang Commercial Bank faced a fine of 11.308 million yuan for imprudent management of internet loans [1]. - CCB Financial Asset Investment Co. was fined 850,000 yuan for imprudent practices in debt-to-equity swap projects and irregular service fee pricing [1]. - ICBC Financial Asset Investment Co. was fined 400,000 yuan for non-compliance in service price management [2]. - CCB Insurance Asset Management Co. was fined 1.15 million yuan for operations not meeting regulatory requirements regarding trust plans and related transactions [2]. - Pacific Asset Management Co. was fined 1 million yuan for non-compliance in debt investment plan operations and insurance asset management products [2]. Group 2: Personnel Actions - Several responsible personnel from the fined institutions received warnings and fines, including Huaxia Bank's Chen Chengtian and Liu Jianxin [1]. - CCB Financial Asset Investment Co.'s Xu Wenbo was banned from the banking industry for five years due to violations [1]. - ICBC's former employees Li Chao and Yi Zhongbin were banned from the banking industry for five and seven years, respectively, for serious violations of prudent operation rules [2].