“先挂牌，后升级”：聪明企业的高性价比赴美上市策略

Core Viewpoint - The article discusses a strategic approach for companies considering listing in the U.S. capital markets, emphasizing a "step-up" listing strategy that begins with the OTC market, allowing for a more cost-effective and efficient path to higher capital market stages [2]. Group 1: Listing Strategy - The "step-up" listing strategy is not merely a shell acquisition but a strategic entry into the OTC market, facilitating gradual advancement to higher capital market platforms [2]. - Companies can significantly reduce compliance risks and historical disputes by utilizing clean and compliant shell companies, which have no litigation or debt [5]. - The flexible equity structure of preferred and common stocks meets the needs for large-scale financing and provides tools for future capital operations such as mergers and refinancing [6]. Group 2: Cost and Services - The cost of acquiring a shell company is under $300,000, allowing businesses to inject assets without operational concerns, thus streamlining the integration process [7]. - Huayi Capital offers comprehensive services, including shell selection, acquisition of controlling interests, information changes, stock trading, asset injection, OTC level upgrades, and subsequent market value management [7]. Group 3: OTC Market Transition - Huayi Capital provides tailored services for companies planning to transition from OTC to higher market levels, assisting with compliance, financial metrics, and SEC communications [8][12]. - A recent case involved a successful upgrade of an agricultural company from the OTC expert market to the PINK market and then to the OTC ID market, enhancing its compliance and capital foundation for future NASDAQ listing [9]. Group 4: Market Examples - Acorn International Energy Company successfully transitioned from the OTC market to NASDAQ, raising approximately $7.8 million at a 35% valuation increase compared to its OTC period [13]. - The article highlights the advantages of OTC transitions, such as lower thresholds, stable valuations, and flexible timing for companies not yet meeting traditional IPO requirements [12]. Group 5: Company Support - Huayi Capital aims to provide rapid and seamless support for companies seeking to optimize their valuations for significant capital decisions, leveraging its extensive industry experience [14]. - The SHELL WORLD platform by Huayi Capital focuses on offering high-quality shell resources and comprehensive services to facilitate efficient connections with international capital markets [14].