卓胜微股东汇智投资因未及时披露股份变动 收到江苏证监局警示函

Core Viewpoint - Jiangsu Zhaosheng Microelectronics Co., Ltd. announced that its shareholder, Wuxi Huizhi United Investment Enterprise (Limited Partnership), received a warning letter from the Jiangsu Securities Regulatory Bureau for failing to timely disclose a 1% change in shareholding due to active reduction and passive dilution [1][2]. Summary by Relevant Sections Warning Letter Details - The warning letter states that from September 28, 2022, to December 6, 2024, Huizhi Investment's shareholding in Zhaosheng Microelectronics changed by 1% without timely disclosure, which is a violation of the relevant regulations [2]. - The Jiangsu Securities Regulatory Bureau decided to issue a warning letter as an administrative regulatory measure and record it in the integrity file of the securities and futures market [2]. Reasons for Non-Disclosure - The non-disclosure was attributed to a misunderstanding of the relevant rules in the "Measures for the Administration of the Acquisition of Listed Companies" [3]. - Despite the misunderstanding, Huizhi Investment had disclosed the reduction plan and completion announcements in a timely manner, allowing investors to access relevant information through public channels [3]. Remedial Actions - Huizhi Investment expressed a commitment to take the warning seriously, enhance learning of relevant laws and regulations, and comply with disclosure obligations [3]. - Zhaosheng Microelectronics will encourage its directors, senior management, and shareholders holding more than 5% to improve compliance awareness and protect the rights of all shareholders [3]. Impact of the Warning - The administrative regulatory measure does not target the listed company itself and will not affect Zhaosheng Microelectronics' normal production and management activities [3].