中国证监会发布《期货公司分类评价规定》 将市场竞争力指标调整为三大类9项

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has announced revisions to the "Regulations on the Classification Supervision of Futures Companies," aiming to enhance compliance and risk management capabilities within the industry [2][3] Summary by Sections Overall Approach - The revisions emphasize a goal-oriented approach to improve the classification evaluation system, reflecting the compliance and risk control capabilities of futures companies [2] - The revisions aim for coordinated and unified standards, simplifying the evaluation process and reducing the burden on the industry [2] Key Revisions - The title of the regulations has been changed from "Regulations on the Classification Supervision of Futures Companies" to "Regulations on the Classification Evaluation of Futures Companies" [2] - A refined deduction mechanism has been introduced, which will primarily use effective regulatory measures as the basis for deductions, eliminating duplicate deductions and setting reasonable deduction gradients [2] - The addition of a comprehensive evaluation of futures companies' business operations, overall profitability, and capital strength through a revised service capability index [2] Indicator Adjustments - Certain indicators have been removed, including "weighted average daily institutional client equity," "cost management capability," and "return on net assets," to better align with the current industry development [3] - The special evaluation has been consolidated into three categories: service to national strategy, party building and cultural development, and information technology development [3] - Special incentives have been adjusted to reward companies that cooperate with regulatory bodies in risk management, maintain compliance over three evaluation periods, and demonstrate strong risk management capabilities [3]