Core Points - Yunding Technology (000409.SZ) received a warning letter from the Shandong Securities Regulatory Bureau regarding violations in financial reporting [1][2] Summary by Sections Company Violations - Yunding Technology's trade activities with Shandong Taide New Energy Co., Ltd. in 2015 did not meet revenue recognition criteria, leading to inaccurate disclosures in the 2015 annual report [2] - The company violated the "Information Disclosure Management Measures for Listed Companies" (CSRC Order No. 40) [2] Responsible Individuals - The following individuals are held responsible for the violations: Zhang Hong (former Chairman), Guo Changzhou (former General Manager), Li Qinghua (former CFO), and Huang Xincai (former Vice General Manager and Chairman of Shandong Taide) [2] Regulatory Actions - The Shandong Securities Regulatory Bureau decided to issue a warning letter to Yunding Technology and the responsible individuals, which will be recorded in the securities and futures market integrity database [2] - The company must submit a written report to the bureau within 30 days of receiving the decision [2] - If the company disagrees with the regulatory measures, it can apply for administrative reconsideration within 60 days or file a lawsuit within 6 months [2]
云鼎科技(000409.SZ):收到山东证监局警示函