安排“无证”员工参与私募基金募集,中闽汇金被监管警示
Sou Hu Cai Jing·2025-09-18 14:11
Group 1 - The Xiamen Securities Regulatory Bureau issued a warning letter to Zhongmin Huijin (Xiamen) Private Fund Management Co., Ltd. for allowing unqualified employees to participate in private fund raising activities, violating relevant regulations [1] - The company was established on May 29, 2015, with a registered capital of 10 million yuan and is represented by Wang Jiangming [2] - The regulatory authority emphasized the need for the company to learn from this incident, improve compliance management, and strengthen risk control to protect investors' legitimate rights and interests [1]