中共上海证券交易所委员会关于二十届中央第三轮巡视整改进展情况的通报

Core Points - The Shanghai Stock Exchange (SSE) is undergoing a comprehensive inspection and rectification process as part of a central directive, with the aim of enhancing governance and operational effectiveness [1][17]. Group 1: Party Leadership and Responsibility - The SSE Party Committee emphasizes the importance of adhering to the leadership of the Communist Party and implementing the central government's decisions [2][4]. - A closed-loop work mechanism has been established to ensure accountability and quality in the rectification process, with the Party Committee taking the lead in addressing key issues [2][3]. Group 2: Systematic and Comprehensive Rectification - The SSE is focusing on both immediate and long-term improvements, aiming to establish robust institutional frameworks as part of the rectification efforts [3][15]. - The SSE is committed to maintaining market stability while enhancing investor protection and promoting healthy market development [3][7]. Group 3: Regulatory Enhancements - The SSE is intensifying its regulatory measures to combat market irregularities, including strict penalties for fraudulent activities and enhancing monitoring of insider trading [5][8]. - The SSE is also working on improving the quality of listed companies and facilitating a more efficient capital market [15][18]. Group 4: Investor Protection - The SSE is prioritizing the protection of investors, particularly small and medium-sized investors, by ensuring a fair and transparent market environment [7][9]. - Initiatives are being implemented to enhance investor engagement and education, as well as to improve the accessibility of investment opportunities [7][12]. Group 5: Financial Risk Management - The SSE is focused on preventing systemic financial risks through enhanced monitoring and proactive measures to support market stability [9][10]. - The SSE is also committed to improving its safety production governance and ensuring the operational security of its systems [9][10]. Group 6: Party Discipline and Governance - The SSE is reinforcing its commitment to strict party governance and anti-corruption measures, ensuring accountability at all levels [10][11]. - Continuous education and awareness programs are being conducted to promote integrity and ethical conduct among employees [11][19]. Group 7: Future Plans - The SSE plans to maintain its focus on the central government's directives while enhancing its operational capabilities and market functions [17][18]. - The SSE aims to deepen reforms in the capital market and improve its service offerings to both domestic and international investors [18][19].