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证监会:对从事IPO业务的中介机构开展常态化滚动式现场检查
Sou Hu Cai Jing·2025-09-23 07:42

Core Viewpoint - The China Securities Regulatory Commission (CSRC) is actively implementing reforms and rectifications based on the feedback from the recent inspection, focusing on enhancing the capital market's functionality and ensuring compliance with regulations [1][3][16]. Group 1: Political Responsibility and Reform Implementation - The CSRC is treating the inspection rectification as a major political task, emphasizing the importance of political leadership and responsibility in executing reforms [3][4]. - A comprehensive responsibility system has been established to ensure accountability throughout the rectification process, with the CSRC leadership directly overseeing the implementation of corrective measures [3][4]. Group 2: Capital Market Reform and Development - The CSRC is committed to deepening the stock issuance registration system and tightening the entry standards for public offerings, while also enhancing the responsibilities of intermediary institutions [5][7]. - New measures are being introduced to support high-quality technology enterprises in their public offerings, alongside initiatives to invigorate the mergers and acquisitions market [7][8]. Group 3: Investor Protection and Market Stability - The CSRC is enhancing mechanisms to protect the rights of small and medium investors, ensuring that their interests are prioritized in regulatory frameworks [6][8]. - Efforts are being made to improve market risk monitoring and prevention capabilities, including the establishment of a comprehensive risk monitoring system [10][15]. Group 4: Regulatory Enforcement and Compliance - The CSRC is intensifying its regulatory oversight, focusing on preventing financial fraud and ensuring compliance among listed companies and intermediary institutions [8][9]. - A comprehensive system for punishing violations and enhancing the effectiveness of regulatory enforcement is being developed [9][10]. Group 5: Long-term Rectification and Continuous Improvement - The CSRC is committed to maintaining a long-term rectification approach, ensuring that reforms are not only implemented but also sustained over time [17][19]. - Continuous monitoring and evaluation of the rectification outcomes will be conducted to prevent regression and ensure ongoing improvement [19].