因未能严格规范员工执业行为等问题，中信证券（山东）济南分公司被监管出具警示函

Group 1 - The Shandong Securities Regulatory Bureau announced that CITIC Securities (Shandong) Co., Ltd. Jinan Branch had marketing personnel without fund qualification engaging in fund sales activities, indicating a lack of compliance management [1] - The branch failed to use the company's standardized promotional materials when promoting fund products, reflecting inadequate employee conduct regulation [1] - As a result of these violations, the Shandong Securities Regulatory Bureau decided to issue a warning letter as an administrative regulatory measure against CITIC Securities (Shandong) Co., Ltd. Jinan Branch [1] Group 2 - Wei Yifan, during his tenure at CITIC Securities (Shandong) Co., Ltd. Jinan Branch, engaged in fund sales activities before obtaining the necessary qualifications and did not use the company's standardized promotional materials [1] - The Shandong Securities Regulatory Bureau also issued a warning letter as an administrative regulatory measure against Wei Yifan for these actions [1]