Group 1 - The China Securities Regulatory Commission (CSRC) recently imposed administrative penalties on four securities practitioners for illegal stock trading, with a total fine of 170 million yuan, including 159 million yuan for one individual named Zhang Xiang [1] - Zhang Xiang, during his tenure as a securities company employee, illegally traded multiple stocks using accounts controlled by others from February 2018 to October 2024, leading to a five-year ban from the securities market [1] - Other individuals, Zhao Youqiang, Deng Wei'an, and Jin Yaping, were also penalized for similar violations, with fines of 326,700 yuan, 525,000 yuan, and 10 million yuan respectively [1] Group 2 - In 2024, the CSRC launched a special campaign to combat illegal stock trading by securities practitioners, resulting in administrative penalties for 38 individuals and regulatory measures for 66 others and 7 securities companies [2] - A significant penalty of over 18 million yuan was imposed on a senior executive of a securities company for illegal stock trading, along with a five-year ban from the securities market [2] - The campaign also targeted 15 cases of insider trading, with a senior investment manager facing fines exceeding 64 million yuan for engaging in "rat trading" [2]
4名证券从业者非法炒股被罚没1.7亿 展翔一人占1.59亿
Zhong Guo Jing Ying Bao·2025-09-27 08:46