Core Insights - The 20th National Congress of the Communist Party of China presents new opportunities and challenges for the futures industry, emphasizing comprehensive reform, industry culture construction, and risk management [1] Group 1: Compliance and Risk Management - Futures companies must ensure compliance as a key to market stability and customer interests, integrating compliance culture into daily operations and decision-making [2] - A systematic risk management framework should be established, focusing on risk identification, assessment, control, and reporting, while enhancing internal controls to mitigate internal risks [3] Group 2: Talent Development - Strengthening talent development is crucial for enhancing core competitiveness, requiring optimization of talent structure and ongoing training in finance, law, compliance, and risk management [4] Group 3: Corporate Culture - Cultivating a corporate culture aligned with socialist core values is essential, promoting compliance, integrity, and prudent operations to enhance employee engagement and responsibility [5] Group 4: Technological Advancement - Digital transformation is vital for improving competitiveness, necessitating the integration of information technology in risk control, compliance services, and auditing processes [6] Group 5: High-Quality Development - Futures companies should focus on high-quality development that serves the real economy, customizing risk management solutions for enterprises and fostering business innovation [7] - The industry should adhere to the "Five Musts and Five Must Nots" of Chinese financial culture, ensuring that core values of compliance, integrity, professionalism, prudence, and responsibility are embedded in all operations [8]
学习贯彻党的二十届三中全会精神,推动完善合规与风险管理工作
Qi Huo Ri Bao·2025-09-30 09:05