因内部控制制度机制不健全等问题,鹏億文投资被监管出具警示函
 Bei Jing Shang Bao·2025-09-30 11:16
Group 1 - The core viewpoint of the announcement is that Guangxi Securities Regulatory Bureau has issued a warning letter to Guangxi Pengyiwen Investment Co., Ltd. due to deficiencies in internal control mechanisms during its private fund operations [3] - The company failed to strictly fulfill its obligations regarding investor suitability management and did not timely complete the necessary changes with the fund industry association [3] - The actions taken by the regulatory body are a supervisory management measure aimed at addressing the identified non-compliance issues [3]