Core Points - The China Securities Regulatory Commission (CSRC) has issued a warning letter to Hengtai Changcai Securities due to the misappropriation of funds exceeding 60% of the total raised amount for bonds "23 Huai Control 01", "23 Huai Control 02", and "23 Huai Control 03" by the controlling shareholder [1][2] - Hengtai Changcai Securities failed to diligently supervise and obtain relevant documentation regarding the use of the raised funds, violating the terms outlined in the bond prospectus [1][2] - The actions of Hengtai Changcai Securities are in violation of the "Measures for the Issuance and Trading of Corporate Bonds" [2][3] Regulatory Actions - The Anhui Securities Regulatory Bureau has decided to issue a warning letter as an administrative regulatory measure, which will be recorded in the integrity file of the securities and futures market [3] - The company has the right to apply for administrative reconsideration within 60 days or file a lawsuit within 6 months if it disagrees with the supervisory measures [3]
恒泰长财证券被采取出具警示函措施
Bei Ke Cai Jing·2025-09-30 11:28