因受托管理债券募集资金被挪用时未能勤勉尽责 恒泰长财证券被监管出具警示函

Core Points - The Anhui Securities Regulatory Bureau announced that Heng Tai Chang Cai Securities was found to have misappropriated over 60% of the raised funds from the bonds "23 Huai Kong 01", "23 Huai Kong 02", and "23 Huai Kong 03" by its controlling shareholder [3] - The company failed to diligently obtain relevant documentation and transaction records regarding the use of the raised funds, violating the regulations set forth in the "Measures for the Issuance and Trading of Corporate Bonds" [3] - As a result, the Anhui Securities Regulatory Bureau decided to issue a warning letter to Heng Tai Chang Cai Securities, which will be recorded in the securities and futures market integrity archive [3]