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举报违规最高奖励100万,证监会“吹哨人”保护计划深度揭秘
2 1 Shi Ji Jing Ji Bao Dao·2025-10-01 03:48

Core Viewpoint - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have jointly released a draft regulation to enhance the whistleblower reward system in the capital market, significantly increasing the reward amounts and protections for whistleblowers [1][2][4] Summary by Sections Whistleblower Reward Enhancements - The reward percentage for whistleblowers has been increased from 1% to 3% of the penalties collected from the case [4][5] - The maximum reward for providing significant illegal activity leads has been raised from 100,000 yuan to 500,000 yuan, and for cases with national significance or involving substantial amounts, the maximum can reach 1 million yuan [4][5] Eligibility Criteria for Rewards - To qualify for rewards, the penalties from the case must be no less than 1 million yuan, an increase from the previous threshold of 100,000 yuan [9][10] - The cases must be classified as "major cases" that severely disrupt market order, threaten financial security, or infringe on investors' rights [10] Protection and Accountability Measures - The new regulations allow for anonymous whistleblowers to receive rewards, enhancing the protection mechanisms for those who report misconduct [10][11] - Strict measures are in place to prevent retaliation against whistleblowers, including penalties for companies that retaliate against them [15] Process Improvements - The reward process has been optimized, including a clear timeline for reward distribution and a three-month deadline for confirming whistleblower registration [14] - Whistleblowers can track the processing of their leads, although specific details about the investigation will not be disclosed to them [5][14]