完善吹哨人奖励制度 强力震慑违法违规行为

Core Viewpoint - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have revised the regulations on whistleblower rewards in securities and futures violations, emphasizing the role of whistleblowers and increasing the reward percentage from 1% to 3% of the penalties collected [1] Group 1: Whistleblower Definition and Incentives - The term "whistleblower" has been defined, highlighting the moral responsibility and professional characteristics of internal informants, aligning with international practices [1] - The maximum reward for whistleblowers in cases of national significance has been raised to 1 million yuan, with suggestions for further increasing the reward range based on the quality of information and case importance [1] Group 2: Funding and Protection Mechanisms - It is suggested that the funding for whistleblower rewards should be directly linked to the penalties collected from violators, ensuring a stable source of funding [2] - A rapid response mechanism against retaliation for whistleblowers is proposed, with the regulatory body designated as the entity to handle complaints of retaliation [2] Group 3: Information Disclosure Guidelines - The draft emphasizes that whistleblowers must provide objective and truthful information, discouraging the public dissemination of allegations that could mislead the market [3] - Recommendations include encouraging whistleblowers to report through official channels and establishing penalties for those who fabricate or distort facts that disrupt market order [3]