Core Viewpoint - Shenzhen Securities Regulatory Bureau issued a warning letter to Shenzhen Dehong Lianxin Private Equity Fund Management Co., Ltd. and Liu Junhui for regulatory violations in private equity fund operations [3][4]. Group 1: Regulatory Violations - Dehong Lianxin Private Equity failed to conduct necessary reviews of suitability materials for some investors and did not fulfill due diligence obligations [3]. - The company made commitments to investors regarding minimum returns, which is against regulatory requirements [3][4]. Group 2: Administrative Measures - The Shenzhen Securities Regulatory Bureau decided to impose administrative regulatory measures by issuing a warning letter to both Dehong Lianxin Private Equity and Liu Junhui [4].
因从事私募基金业务活动存违规行为,德弘联信私募被监管警示
Bei Jing Shang Bao·2025-10-13 12:31